Transactions Review, Look Back

Our expertise in data acquisition, migration, modeling, and statistics provides the basis for an efficient analysis of transaction activity. Coupled with the experience from our forensic accountants, we proactively identify critical transactions relating to suspicious activity for FinCEN reporting requirements.

Transaction Monitoring Implementation Assistance

With both private and public sector expertise, our professionals have project management experience in vendor selection and system implementation. Our experience includes assessing data integrity and data availability for both transaction monitoring and case management solutions.

OFAC Sanctions Investigation

Executive Action is a leader in Sanctions Governance and has successfully implemented OFAC programs assisting banks and other non-banking financial institutions. Executive Action provides instructions regarding sanctions screenings, blocked accounts, obtaining licenses and dealing with prohibited transactions. Executive Action also assist banks and financials in implementing risk assessment, internal audit and implementation of internal controls related to the OFAC program.

KYC review and remediation

Executive Action assists financial institutions including investment banks and money service business in the preparation and completion of AML, KYC and Source of Wealth memos for various customers. Our team works closely with the clients with objective to meet the local KYC standards as well as Global KYC standards. We believe our team’s deep AML, investigations, specific product, and regulatory knowledge and experience in the financial services industry, coupled with our already proven ability on past engagements requested by regulators, makes us the firm of choice. Assembling the right team is essential. Whether you or your team requires assistance with a regulatory inquiry, experience in responding to electronic discovery demands or enhancements to AML compliance programs, AML and OFAC trainings, we have the ability to address your needs swiftly.

Compliance or Internal Audit reviews and audits

Implementing industry- leading AML/CTF risk assessment models.